Compliance Manager Jobs in Chino, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Environmental Compliance Manager
- Fontana, CA (13 miles from Chino, CA)
- 4 days ago
- Fontana, CA (13 miles from Chino, CA)
- 4 days ago
Applies principles and practices of budget development and administration, including various budgeting methodologies, to support effective financial planning, monitoring, and reporting....
- City of Industry, CA (21 miles from Chino, CA)
- 4 days ago
- City of Industry, CA (21 miles from Chino, CA)
- 4 days ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Compliance Manager / Loan Closing Associate
- Irvine, CA (15 miles from Chino, CA)
- 23 days ago
- Irvine, CA (15 miles from Chino, CA)
- 23 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
ARC Regional Transportation & Compliance Manager - Inland Empire, AZ, NV
- San Bernardino, CA (22 miles from Chino, CA)
- 90+ days ago
- San Bernardino, CA (22 miles from Chino, CA)
- 90+ days ago
REGIONAL TRANSPORTATION & COMPLIANCE MANAGER DEPARTMENT: ARC COMMAND STATUS: EXEMPT SUPERVISOR: REGIONAL DIRECTOR OF OPERATIONS SALARY: $85,000.00 Annually GENERAL STATEMENT: The Salvation Army, an...
Demographic Data for Chino, CA
Moving to Chino, CA? Find some basic demographic data about Chino, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Chino, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Chino, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Equities
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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