Compliance Manager Jobs in Del Mar, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- San Diego, CA (17 miles from Del Mar, CA)
- 21 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 21 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Trade Compliance Manager (Export-ITAR)
- San Diego, CA (17 miles from Del Mar, CA)
- 29 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 29 days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, California, San Diego 7007 Consolidated Way (Show on map) Jun 03, 2025 Trade Compliance Manager...
Governance, Risk, and Compliance Manager
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
You will have the opportunity to work with multi-functional teams to contribute to the management of the Lytx IT Governance, Risk and Compliance (GRC) program. As a leader of the GRC function, you...
Group Manager, Compliance Operations, Workforce Solutions
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
Group Manager, Compliance Operations, Workforce Solutions Intuit - 4.1 San Diego, CA Job Details Estimated: $189K - $260K a year 1 day ago Qualifications 8 years Analysis skills Bachelor's degree...
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
As a Global Compliance Manager: Lead the execution and continuous evolution of our global anti-corruption and bribery compliance program with a focus on third-party oversight and M&A integration A highly...
- San Diego, CA (17 miles from Del Mar, CA)
- 90+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 90+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Demographic Data for Del Mar, CA
Moving to Del Mar, CA? Find some basic demographic data about Del Mar, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Del Mar, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Del Mar, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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