Compliance Manager Jobs in Downey, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- San Dimas, CA (21 miles from Downey, CA)
- 3 days ago
- San Dimas, CA (21 miles from Downey, CA)
- 3 days ago
ADP is hiring a Compliance Delivery Manager. In this position you will gather appropriate and relevant documentation to identify and clarify actual issues and seek timely, reasonable solutions....
- Los Angeles, CA (7 miles from Downey, CA)
- 3 days ago
- Los Angeles, CA (7 miles from Downey, CA)
- 3 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Senior Associate, Agency Standards (Compliance) Manager
- Glendale, CA (18 miles from Downey, CA)
- 23 days ago
- Glendale, CA (18 miles from Downey, CA)
- 23 days ago
Location Designation: Fully Onsite Our New York Life culture has laid the foundation for over 180 years of commitment to our employees, agents, policy owners, and the communities where we live and...
- Huntington Beach, CA (18 miles from Downey, CA)
- 28 days ago
- Huntington Beach, CA (18 miles from Downey, CA)
- 28 days ago
Position Summary We are seeking a highly skilled and experienced IT Compliance Manager to join our growing team....
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Director, Compliance Governance & Risk Management - HYBRID
- Hawthorne, CA (12 miles from Downey, CA)
- 30+ days ago
- Hawthorne, CA (12 miles from Downey, CA)
- 30+ days ago
Overview OSI Systems and its subsidiaries is a vertically integrated provider of specialized electronic systems and for components that meet the critical needs in the homeland security,...
- Torrance, CA (12 miles from Downey, CA)
- 45+ days ago
- Torrance, CA (12 miles from Downey, CA)
- 45+ days ago
Howmet Fastening Systems (HFS) is seeking a finance leader to become the Senior Compliance Manager for the HFS Business Segment US locations....
Demographic Data for Downey, CA
Moving to Downey, CA? Find some basic demographic data about Downey, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Downey, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Downey, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Executive Management
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Documentation
- Coaching
- Reporting
- Budgets
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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