Compliance Manager Jobs in El Sobrante, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Walnut Creek, CA (13 miles from El Sobrante, CA)
- 14 hours ago
- Walnut Creek, CA (13 miles from El Sobrante, CA)
- 14 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Senior Technical Risk and Compliance Manager
- San Francisco, CA (14 miles from El Sobrante, CA)
- 2 days ago
- San Francisco, CA (14 miles from El Sobrante, CA)
- 2 days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
PERFORMANCE MANAGEMENT & COMPLIANCE SUPERVISOR - Power Enterprise - SFPUC (1825) (155412)
- San Francisco, CA (14 miles from El Sobrante, CA)
- 9 days ago
- San Francisco, CA (14 miles from El Sobrante, CA)
- 9 days ago
Application Opening: 6/23/2025 Application Filing Deadline: 7/14/2025 Recruitment ID: RTF...7651 APPOINTMENT TYPE: Temporary Exempt: This position is excluded by the Charter from the competitive...
Financial Aid Manager, Compliance & Training
- San Francisco, CA (14 miles from El Sobrante, CA)
- 13 days ago
- San Francisco, CA (14 miles from El Sobrante, CA)
- 13 days ago
Job Title: Financial Aid Manager, Compliance & Training Job Summary: Position Summary: The Financial Aid Manager of Compliance and Training reports to the Director of Financial aid and has a...
- San Francisco, CA (14 miles from El Sobrante, CA)
- 14 days ago
- San Francisco, CA (14 miles from El Sobrante, CA)
- 14 days ago
Compliance Manager Compliance Manager Mission Street 415, 94105 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global management consulting group....
Compliance Manager / Loan Closing Associate
- Mill Valley, CA (16 miles from El Sobrante, CA)
- 20 days ago
- Mill Valley, CA (16 miles from El Sobrante, CA)
- 20 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
- South San Francisco, CA (22 miles from El Sobrante, CA)
- 60+ days ago
- South San Francisco, CA (22 miles from El Sobrante, CA)
- 60+ days ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
Contracts Administration, Operation, And Compliance Director
- San Francisco, CA (14 miles from El Sobrante, CA)
- 90+ days ago
- San Francisco, CA (14 miles from El Sobrante, CA)
- 90+ days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Demographic Data for El Sobrante, CA
Moving to El Sobrante, CA? Find some basic demographic data about El Sobrante, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in El Sobrante, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in El Sobrante, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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