Compliance Manager Jobs in Glendale, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Torrance, CA (23 miles from Glendale, CA)
- 6 days ago
- Torrance, CA (23 miles from Glendale, CA)
- 6 days ago
Howmet Fastening Systems (HFS) is seeking a finance leader to become the Senior Compliance Manager for the HFS Business Segment US locations....
- Los Angeles, CA (13 miles from Glendale, CA)
- 9 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 9 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Senior Supply Chain Compliance Manager
- Torrance, CA (23 miles from Glendale, CA)
- 9 days ago
- Torrance, CA (23 miles from Glendale, CA)
- 9 days ago
Job Summary: The Senior Supply Chain Compliance Manager is responsible for ensuring adherence to procurement, contractual, company and regulatory standards across all supplier activities, facilitating...
Associate Director of Compliance
- Torrance, CA (23 miles from Glendale, CA)
- 27 days ago
- Torrance, CA (23 miles from Glendale, CA)
- 27 days ago
Job Details Job Location: Torrance CA - Torrance, CA Salary Range: $130000.00 - $160000.00 Salary Job Category: Compliance Description EP Wealth Advisors (EPWA) is a wealth management advisory...
Governmental Interactions Compliance Manager
- Los Angeles, CA (13 miles from Glendale, CA)
- 90+ days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 90+ days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
SVP Compliance Manager & CRA Officer
- Los Angeles, CA (13 miles from Glendale, CA)
- 90+ days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 90+ days ago
The Compliance Manager, is authorized to implement all necessary actions to ensure achievement of the objectives of an effective compliance program....
Demographic Data for Glendale, CA
Moving to Glendale, CA? Find some basic demographic data about Glendale, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Glendale, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Glendale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Loss Control
- Automated Clearing House
- Know Your Customer
- OFAC
- Private Banking
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Lending
- International Business
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Business Administration
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Presentation
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Employee Development
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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