Compliance Manager Jobs in Hawthorne, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 8 days ago
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 8 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Manager, Financial Compliance Audit, $10,000 SIGN ON BONUS
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 18 days ago
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 18 days ago
Salary Range: $117,509.00 (Min.) - $152,762.00 (Mid.) - $188,015.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 19 days ago
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Bank Partnership Compliance Manager
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 45+ days ago
- Los Angeles, CA (6 miles from Hawthorne, CA)
- 45+ days ago
Bank Partnership Compliance Manager Los Angeles, CA | On-site We are searching for a Bank Partnership Compliance Manager to manage compliance as it relates to our bank partnerships, including installment...
Director, Compliance Governance & Risk Management - HYBRID
- Hawthorne, CA
- 90+ days ago
- Hawthorne, CA
- 90+ days ago
Overview OSI Systems and its subsidiaries is a vertically integrated provider of specialized electronic systems and for components that meet the critical needs in the homeland security,...
Demographic Data for Hawthorne, CA
Moving to Hawthorne, CA? Find some basic demographic data about Hawthorne, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hawthorne, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hawthorne, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Business Processes
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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