Compliance Manager Jobs in La Palma, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- City of Industry, CA (10 miles from La Palma, CA)
- 3 days ago
- City of Industry, CA (10 miles from La Palma, CA)
- 3 days ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Bank Partnership Compliance Manager
- Los Angeles, CA (14 miles from La Palma, CA)
- 3 days ago
- Los Angeles, CA (14 miles from La Palma, CA)
- 3 days ago
Bank Partnership Compliance Manager Los Angeles, CA | On-site We are searching for a Bank Partnership Compliance Manager to manage compliance as it relates to our bank partnerships, including installment...
- Los Angeles, CA (14 miles from La Palma, CA)
- 10 days ago
- Los Angeles, CA (14 miles from La Palma, CA)
- 10 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
- Newport Beach, CA (21 miles from La Palma, CA)
- 21 days ago
- Newport Beach, CA (21 miles from La Palma, CA)
- 21 days ago
We are seeking a talented Sales Compliance Manager to join our team....
Compliance Manager / Loan Closing Associate
- Irvine, CA (18 miles from La Palma, CA)
- 22 days ago
- Irvine, CA (18 miles from La Palma, CA)
- 22 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
- Huntington Beach, CA (10 miles from La Palma, CA)
- 30+ days ago
- Huntington Beach, CA (10 miles from La Palma, CA)
- 30+ days ago
Position Summary We are seeking a highly skilled and experienced IT Compliance Manager to join our growing team....
Director, Compliance Governance & Risk Management - HYBRID
- Hawthorne, CA (17 miles from La Palma, CA)
- 45+ days ago
- Hawthorne, CA (17 miles from La Palma, CA)
- 45+ days ago
Overview OSI Systems and its subsidiaries is a vertically integrated provider of specialized electronic systems and for components that meet the critical needs in the homeland security,...
- Torrance, CA (15 miles from La Palma, CA)
- 60+ days ago
- Torrance, CA (15 miles from La Palma, CA)
- 60+ days ago
Howmet Fastening Systems (HFS) is seeking a finance leader to become the Senior Compliance Manager for the HFS Business Segment US locations....
Demographic Data for La Palma, CA
Moving to La Palma, CA? Find some basic demographic data about La Palma, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in La Palma, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in La Palma, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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