Compliance Manager Jobs in Lafayette, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Tax and Trade Compliance Manager
- Fremont, CA (23 miles from Lafayette, CA)
- 3 days ago
- Fremont, CA (23 miles from Lafayette, CA)
- 3 days ago
The Tax and Trade Compliance Manager functions as the U.S. corporate international trade compliance lead in support of BI USA trade compliance efforts and provides strategic and tactical guidance, direction...
Senior Technical Risk and Compliance Manager
- San Francisco, CA (18 miles from Lafayette, CA)
- 5 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 5 days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
PERFORMANCE MANAGEMENT & COMPLIANCE SUPERVISOR - Power Enterprise - SFPUC (1825) (155412)
- San Francisco, CA (18 miles from Lafayette, CA)
- 12 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 12 days ago
Application Opening: 6/23/2025 Application Filing Deadline: 7/14/2025 Recruitment ID: RTF...7651 APPOINTMENT TYPE: Temporary Exempt: This position is excluded by the Charter from the competitive...
Financial Aid Manager, Compliance & Training
- San Francisco, CA (18 miles from Lafayette, CA)
- 16 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 16 days ago
Job Title: Financial Aid Manager, Compliance & Training Job Summary: Position Summary: The Financial Aid Manager of Compliance and Training reports to the Director of Financial aid and has a...
- San Francisco, CA (18 miles from Lafayette, CA)
- 17 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 17 days ago
Compliance Manager Compliance Manager Mission Street 415, 94105 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global management consulting group....
Lending Operations & Compliance Manager
- Foster City, CA (24 miles from Lafayette, CA)
- 30+ days ago
- Foster City, CA (24 miles from Lafayette, CA)
- 30+ days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote Work- South San Francisco, CA (23 miles from Lafayette, CA)
- 60+ days ago
- South San Francisco, CA (23 miles from Lafayette, CA)
- 60+ days ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
- Pleasanton, CA (21 miles from Lafayette, CA)
- 90+ days ago
- Pleasanton, CA (21 miles from Lafayette, CA)
- 90+ days ago
As a Senior Quality Compliance Manager, the individual will play a crucial role within Abbott's Heart Failure organization with primary focus to maintain overall Quality Management System compliance...
Contracts Administration, Operation, And Compliance Director
- San Francisco, CA (18 miles from Lafayette, CA)
- 90+ days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 90+ days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Demographic Data for Lafayette, CA
Moving to Lafayette, CA? Find some basic demographic data about Lafayette, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lafayette, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lafayette, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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