Compliance Manager Jobs in Los Angeles, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Senior Supply Chain Compliance Manager
- Torrance, CA (10 miles from Los Angeles, CA)
- 1 day ago
- Torrance, CA (10 miles from Los Angeles, CA)
- 1 day ago
Job Summary: The Senior Supply Chain Compliance Manager is responsible for ensuring adherence to procurement, contractual, company and regulatory standards across all supplier activities, facilitating...
Associate Director of Compliance
- Torrance, CA (10 miles from Los Angeles, CA)
- 19 days ago
- Torrance, CA (10 miles from Los Angeles, CA)
- 19 days ago
Job Details Job Location: Torrance CA - Torrance, CA Salary Range: $130000.00 - $160000.00 Salary Job Category: Compliance Description EP Wealth Advisors (EPWA) is a wealth management advisory...
Governmental Interactions Compliance Manager
- Los Angeles, CA
- 90+ days ago
- Los Angeles, CA
- 90+ days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
The Compliance Manager, is authorized to implement all necessary actions to ensure achievement of the objectives of an effective compliance program....
Demographic Data for Los Angeles, CA
Moving to Los Angeles, CA? Find some basic demographic data about Los Angeles, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Los Angeles, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Los Angeles, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Mergers & Acquisitions
- Cost Reduction
- Resolution
- Finance
- Masters In Education
- Microsoft Power BI
- Accounting
- Data Analytics
- Reimbursement
- Risk Management
- Staffing
- Implementation
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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