Compliance Manager Jobs in Los Angeles, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Associate, Agency Standards (Compliance) Manager
- Glendale, CA (13 miles from Los Angeles, CA)
- 11 days ago
- Glendale, CA (13 miles from Los Angeles, CA)
- 11 days ago
Location Designation: Fully Onsite Our New York Life culture has laid the foundation for over 180 years of commitment to our employees, agents, policy owners, and the communities where we live and...
- Huntington Beach, CA (23 miles from Los Angeles, CA)
- 16 days ago
- Huntington Beach, CA (23 miles from Los Angeles, CA)
- 16 days ago
Position Summary We are seeking a highly skilled and experienced IT Compliance Manager to join our growing team....
Director, Compliance Governance & Risk Management - HYBRID
- Hawthorne, CA (7 miles from Los Angeles, CA)
- 29 days ago
- Hawthorne, CA (7 miles from Los Angeles, CA)
- 29 days ago
Overview OSI Systems and its subsidiaries is a vertically integrated provider of specialized electronic systems and for components that meet the critical needs in the homeland security,...
- Torrance, CA (10 miles from Los Angeles, CA)
- 30+ days ago
- Torrance, CA (10 miles from Los Angeles, CA)
- 30+ days ago
Howmet Fastening Systems (HFS) is seeking a finance leader to become the Senior Compliance Manager for the HFS Business Segment US locations....
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Demographic Data for Los Angeles, CA
Moving to Los Angeles, CA? Find some basic demographic data about Los Angeles, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Los Angeles, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Los Angeles, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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