Compliance Manager Jobs in Marina Del Rey, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Los Angeles, CA (11 miles from Marina Del Rey, CA)
- moments ago
- Los Angeles, CA (11 miles from Marina Del Rey, CA)
- moments ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
- City of Industry, CA (24 miles from Marina Del Rey, CA)
- 21 hours ago
- City of Industry, CA (24 miles from Marina Del Rey, CA)
- 21 hours ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Bank Partnership Compliance Manager
- Los Angeles, CA (11 miles from Marina Del Rey, CA)
- 21 hours ago
- Los Angeles, CA (11 miles from Marina Del Rey, CA)
- 21 hours ago
Bank Partnership Compliance Manager Los Angeles, CA | On-site We are searching for a Bank Partnership Compliance Manager to manage compliance as it relates to our bank partnerships, including installment...
- Los Angeles, CA (11 miles from Marina Del Rey, CA)
- 7 days ago
- Los Angeles, CA (11 miles from Marina Del Rey, CA)
- 7 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Director, Compliance Governance & Risk Management - HYBRID
- Hawthorne, CA (7 miles from Marina Del Rey, CA)
- 45+ days ago
- Hawthorne, CA (7 miles from Marina Del Rey, CA)
- 45+ days ago
Overview OSI Systems and its subsidiaries is a vertically integrated provider of specialized electronic systems and for components that meet the critical needs in the homeland security,...
- Torrance, CA (12 miles from Marina Del Rey, CA)
- 60+ days ago
- Torrance, CA (12 miles from Marina Del Rey, CA)
- 60+ days ago
Howmet Fastening Systems (HFS) is seeking a finance leader to become the Senior Compliance Manager for the HFS Business Segment US locations....
Demographic Data for Marina Del Rey, CA
Moving to Marina Del Rey, CA? Find some basic demographic data about Marina Del Rey, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Marina Del Rey, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Marina Del Rey, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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