Compliance Manager Jobs in Oakland, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- San Francisco, CA (11 miles from Oakland, CA)
- 2 days ago
- San Francisco, CA (11 miles from Oakland, CA)
- 2 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Tax and Trade Compliance Manager
- Fremont, CA (19 miles from Oakland, CA)
- 7 days ago
- Fremont, CA (19 miles from Oakland, CA)
- 7 days ago
The Tax and Trade Compliance Manager functions as the U.S. corporate international trade compliance lead in support of BI USA trade compliance efforts and provides strategic and tactical guidance, direction...
Senior Technical Risk and Compliance Manager
- San Francisco, CA (11 miles from Oakland, CA)
- 9 days ago
- San Francisco, CA (11 miles from Oakland, CA)
- 9 days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
PERFORMANCE MANAGEMENT & COMPLIANCE SUPERVISOR - Power Enterprise - SFPUC (1825) (155412)
- San Francisco, CA (11 miles from Oakland, CA)
- 16 days ago
- San Francisco, CA (11 miles from Oakland, CA)
- 16 days ago
Application Opening: 6/23/2025 Application Filing Deadline: 7/14/2025 Recruitment ID: RTF...7651 APPOINTMENT TYPE: Temporary Exempt: This position is excluded by the Charter from the competitive...
Financial Aid Manager, Compliance & Training
- San Francisco, CA (11 miles from Oakland, CA)
- 20 days ago
- San Francisco, CA (11 miles from Oakland, CA)
- 20 days ago
Job Title: Financial Aid Manager, Compliance & Training Job Summary: Position Summary: The Financial Aid Manager of Compliance and Training reports to the Director of Financial aid and has a...
- San Francisco, CA (11 miles from Oakland, CA)
- 21 days ago
- San Francisco, CA (11 miles from Oakland, CA)
- 21 days ago
Compliance Manager Compliance Manager Mission Street 415, 94105 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global management consulting group....
Compliance Manager / Loan Closing Associate
- Mill Valley, CA (20 miles from Oakland, CA)
- 27 days ago
- Mill Valley, CA (20 miles from Oakland, CA)
- 27 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
Lending Operations & Compliance Manager
- Foster City, CA (15 miles from Oakland, CA)
- 30+ days ago
- Foster City, CA (15 miles from Oakland, CA)
- 30+ days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote Work- South San Francisco, CA (13 miles from Oakland, CA)
- 60+ days ago
- South San Francisco, CA (13 miles from Oakland, CA)
- 60+ days ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
- Palo Alto, CA (23 miles from Oakland, CA)
- 60+ days ago
- Palo Alto, CA (23 miles from Oakland, CA)
- 60+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Controls Testing Compliance Manager
- Palo Alto, CA (23 miles from Oakland, CA)
- 60+ days ago
- Palo Alto, CA (23 miles from Oakland, CA)
- 60+ days ago
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
- Pleasanton, CA (21 miles from Oakland, CA)
- 90+ days ago
- Pleasanton, CA (21 miles from Oakland, CA)
- 90+ days ago
As a Senior Quality Compliance Manager, the individual will play a crucial role within Abbott's Heart Failure organization with primary focus to maintain overall Quality Management System compliance...
Contracts Administration, Operation, And Compliance Director
- San Francisco, CA (11 miles from Oakland, CA)
- 90+ days ago
- San Francisco, CA (11 miles from Oakland, CA)
- 90+ days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Demographic Data for Oakland, CA
Moving to Oakland, CA? Find some basic demographic data about Oakland, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Oakland, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Oakland, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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