Compliance Manager Jobs in Orange, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- City of Industry, CA (17 miles from Orange, CA)
- 7 hours ago
- City of Industry, CA (17 miles from Orange, CA)
- 7 hours ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
- San Dimas, CA (22 miles from Orange, CA)
- 6 days ago
- San Dimas, CA (22 miles from Orange, CA)
- 6 days ago
ADP is hiring a Compliance Delivery Manager. In this position you will gather appropriate and relevant documentation to identify and clarify actual issues and seek timely, reasonable solutions....
- Newport Beach, CA (13 miles from Orange, CA)
- 18 days ago
- Newport Beach, CA (13 miles from Orange, CA)
- 18 days ago
We are seeking a talented Sales Compliance Manager to join our team....
Compliance Manager / Loan Closing Associate
- Irvine, CA (6 miles from Orange, CA)
- 19 days ago
- Irvine, CA (6 miles from Orange, CA)
- 19 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
- Huntington Beach, CA (10 miles from Orange, CA)
- 30+ days ago
- Huntington Beach, CA (10 miles from Orange, CA)
- 30+ days ago
Position Summary We are seeking a highly skilled and experienced IT Compliance Manager to join our growing team....
Demographic Data for Orange, CA
Moving to Orange, CA? Find some basic demographic data about Orange, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Orange, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Orange, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Management Consulting
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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