Compliance Manager Jobs in Orange, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Financial Institution Regulatory Compliance Manager
- Irvine, CA (6 miles from Orange, CA)
- 20 days ago
- Irvine, CA (6 miles from Orange, CA)
- 20 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote WorkSALT Sales and Use Tax Manager, Compliance
- Costa Mesa, CA (8 miles from Orange, CA)
- 60+ days ago
- Costa Mesa, CA (8 miles from Orange, CA)
- 60+ days ago
Job Summary: A STS Tax Manager, State and Local Taxation is responsible for advising clients of the tax implications relating to their business objectives, recommending alternate courses of...
Demographic Data for Orange, CA
Moving to Orange, CA? Find some basic demographic data about Orange, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Orange, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Orange, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Executive Management
- Cost Reduction
- Resolution
- Finance
- Business Administration
- Masters In Education
- Change Management
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Employee Development
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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