Compliance Manager Jobs in Palo Alto, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Ant International-Compliance Manager-US LCAP
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 10 days ago
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 10 days ago
Ant Star Ant International-Compliance Manager-US LCAP Integration - Legal affairs Basic information Location: Sunnyvale Working years: More than 8 years Department: Ant Group Education background: Undergraduate...
Tax and Trade Compliance Manager
- Fremont, CA (12 miles from Palo Alto, CA)
- 10 days ago
- Fremont, CA (12 miles from Palo Alto, CA)
- 10 days ago
The Tax and Trade Compliance Manager functions as the U.S. corporate international trade compliance lead in support of BI USA trade compliance efforts and provides strategic and tactical guidance, direction...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (5 miles from Palo Alto, CA)
- 27 days ago
- Mountain View, CA (5 miles from Palo Alto, CA)
- 27 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
AMP Technical SAP and Compliance Manager
- Cupertino, CA (10 miles from Palo Alto, CA)
- 30+ days ago
- Cupertino, CA (10 miles from Palo Alto, CA)
- 30+ days ago
Job Summary Summary Posted: Jun 09, 2025 Weekly Hours: 40 Role Number: 200607753 Services and Infrastructure Finance is looking for an experienced project manager to support internal audit...
Technical Program Manager - Compliance
- Mountain View, CA (5 miles from Palo Alto, CA)
- 30+ days ago
- Mountain View, CA (5 miles from Palo Alto, CA)
- 30+ days ago
Technical Program Manager - Compliance Description We exist to wow our customers. We know we're doing the right thing when we hear our customers say, How did I ever live without Coupang? Born out...
Lending Operations & Compliance Manager
- Foster City, CA (10 miles from Palo Alto, CA)
- 30+ days ago
- Foster City, CA (10 miles from Palo Alto, CA)
- 30+ days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote Work- San Jose, CA (15 miles from Palo Alto, CA)
- 45+ days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 45+ days ago
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
- San Jose, CA (15 miles from Palo Alto, CA)
- 45+ days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 45+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- South San Francisco, CA (21 miles from Palo Alto, CA)
- 60+ days ago
- South San Francisco, CA (21 miles from Palo Alto, CA)
- 60+ days ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 90+ days ago
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 90+ days ago
As a Senior Quality Compliance Manager, the individual will play a crucial role within Abbott's Heart Failure organization with primary focus to maintain overall Quality Management System compliance...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 90+ days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 90+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
Demographic Data for Palo Alto, CA
Moving to Palo Alto, CA? Find some basic demographic data about Palo Alto, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Palo Alto, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Palo Alto, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Coaching
- Bachelor's Degree
- Policy Development
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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