Compliance Manager Jobs in Pasadena, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Griffin Capital Company
- El Segundo, CA (22 miles from Pasadena, CA)
- 6 days ago
- El Segundo, CA (22 miles from Pasadena, CA)
- 6 days ago
Job Type Full-time Description Job Location: El Segundo, CA About the Company Griffin Capital Company is a leading full-service real estate investment management firm with a 30-year track record...
HybridData & Grants Compliance Manager
- Forestry and Fire Recruitment Program
- Azusa, CA (12 miles from Pasadena, CA)
- 12 days ago
- Azusa, CA (12 miles from Pasadena, CA)
- 12 days ago
Data & Grants Compliance Manager Reports To: Chief Operating Officer (COO) Location: Remote Status: Full-Time, Exempt About the Organization The Forestry and Fire Recruitment Program (FFRP) is a workforce...
RemoteDirector, Financial Compliance
- L.A. Care Health Plan
- Los Angeles, CA (13 miles from Pasadena, CA)
- 30+ days ago
- Los Angeles, CA (13 miles from Pasadena, CA)
- 30+ days ago
Salary Range: $135,136.00 (Min.) - $175,676.00 (Mid.) - $216,218.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
In Person- CHAOS Industries
- Hawthorne, CA (20 miles from Pasadena, CA)
- 30+ days ago
- Hawthorne, CA (20 miles from Pasadena, CA)
- 30+ days ago
Role Overview: We are looking for a skilled and motivated Trade Compliance Manager to join our team onsite at our Los Angeles office....
In PersonDirector, Compliance on Special Investigations Unit and Fraud, Waste and Abuse
- L.A. Care Health Plan
- Los Angeles, CA (13 miles from Pasadena, CA)
- 45+ days ago
- Los Angeles, CA (13 miles from Pasadena, CA)
- 45+ days ago
Salary Range: $135,136.00 (Min.) - $175,676.00 (Mid.) - $216,218.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
In PersonManager, Financial Compliance Audit, $10,000 SIGN ON BONUS
- L.A. Care Health Plan
- Los Angeles, CA (13 miles from Pasadena, CA)
- 90+ days ago
- Los Angeles, CA (13 miles from Pasadena, CA)
- 90+ days ago
Salary Range: $117,509.00 (Min.) - $152,762.00 (Mid.) - $188,015.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
In PersonDemographic Data for Pasadena, CA
Moving to Pasadena, CA? Find some basic demographic data about Pasadena, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pasadena, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pasadena, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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