Compliance Manager Jobs in Pleasanton, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- San Jose, CA (20 miles from Pleasanton, CA)
- 13 days ago
- San Jose, CA (20 miles from Pleasanton, CA)
- 13 days ago
The Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (...
Senior Technical Risk and Compliance Manager
- Mountain View, CA (19 miles from Pleasanton, CA)
- 30+ days ago
- Mountain View, CA (19 miles from Pleasanton, CA)
- 30+ days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
Ant International-Compliance Manager-US LCAP
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 45+ days ago
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 45+ days ago
Ant Star Ant International-Compliance Manager-US LCAP Integration - Legal affairs Basic information Location: Sunnyvale Working years: More than 8 years Department: Ant Group Education background: Undergraduate...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (19 miles from Pleasanton, CA)
- 60+ days ago
- Mountain View, CA (19 miles from Pleasanton, CA)
- 60+ days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
- San Jose, CA (20 miles from Pleasanton, CA)
- 60+ days ago
- San Jose, CA (20 miles from Pleasanton, CA)
- 60+ days ago
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 90+ days ago
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 90+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Controls Testing Compliance Manager
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 90+ days ago
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 90+ days ago
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
Demographic Data for Pleasanton, CA
Moving to Pleasanton, CA? Find some basic demographic data about Pleasanton, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pleasanton, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pleasanton, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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