Compliance Manager Jobs in San Bruno, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
AIRPORT RISK AND COMPLIANCE MANAGER (0933)_SFO_(Eligible list #158727)
- San Francisco, CA (11 miles from San Bruno, CA)
- 4 hours ago
- San Francisco, CA (11 miles from San Bruno, CA)
- 4 hours ago
The Risk and Compliance Manager will also be responsible for grant compliance....
Sr. Manager, Compliance & Risk (ECRM)
- San Mateo, CA (7 miles from San Bruno, CA)
- 1 day ago
- San Mateo, CA (7 miles from San Bruno, CA)
- 1 day ago
Company Description Achieve is a leading digital personal finance company. We help everyday people move from struggling to thriving by providing innovative, personalized financial solutions. By...
Remote WorkCompliance Manager, Regulatory Change Management
- San Francisco, CA (11 miles from San Bruno, CA)
- 13 days ago
- San Francisco, CA (11 miles from San Bruno, CA)
- 13 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- San Francisco, CA (11 miles from San Bruno, CA)
- 13 days ago
- San Francisco, CA (11 miles from San Bruno, CA)
- 13 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
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Senior Technical Risk and Compliance Manager Senior Technical Risk and Compliance Manager
- San Francisco, CA (11 miles from San Bruno, CA)
- 13 days ago
- San Francisco, CA (11 miles from San Bruno, CA)
- 13 days ago
Senior Technical Risk and Compliance Manager Atlassian 3.5 ( ) San Francisco, CA (Remote) Why you should apply for a job to Atlassian : 75% would recommend this company to other women 57% say the CEO...
Remote WorkSenior Director, Compliance Analytics
- San Francisco, CA (11 miles from San Bruno, CA)
- 21 days ago
- San Francisco, CA (11 miles from San Bruno, CA)
- 21 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- San Francisco, CA (11 miles from San Bruno, CA)
- 45+ days ago
- San Francisco, CA (11 miles from San Bruno, CA)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- Palo Alto, CA (19 miles from San Bruno, CA)
- 90+ days ago
- Palo Alto, CA (19 miles from San Bruno, CA)
- 90+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Demographic Data for San Bruno, CA
Moving to San Bruno, CA? Find some basic demographic data about San Bruno, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in San Bruno, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in San Bruno, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Federal Housing Administration
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- International Business
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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