Compliance Manager Jobs in San Mateo, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Airport Risk and Compliance Manager
- San Francisco, CA (15 miles from San Mateo, CA)
- 2 hours ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 2 hours ago
San Francisco International Airport (SFO) is hiring a Risk and Compliance Manager to join a world class organization....
AIRPORT RISK AND COMPLIANCE MANAGER (0933)_SFO_(Eligible list #158727)
- San Francisco, CA (15 miles from San Mateo, CA)
- 6 days ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 6 days ago
The Risk and Compliance Manager will also be responsible for grant compliance....
Compliance Manager, Regulatory Change Management
- San Francisco, CA (15 miles from San Mateo, CA)
- 19 days ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 19 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- San Francisco, CA (15 miles from San Mateo, CA)
- 19 days ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Senior Technical Risk and Compliance Manager Senior Technical Risk and Compliance Manager
- San Francisco, CA (15 miles from San Mateo, CA)
- 20 days ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 20 days ago
Senior Technical Risk and Compliance Manager Atlassian 3.5 ( ) San Francisco, CA (Remote) Why you should apply for a job to Atlassian : 75% would recommend this company to other women 57% say the CEO...
Remote WorkSenior Director, Compliance Analytics
- San Francisco, CA (15 miles from San Mateo, CA)
- 27 days ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 27 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- San Francisco, CA (15 miles from San Mateo, CA)
- 45+ days ago
- San Francisco, CA (15 miles from San Mateo, CA)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Ant International-Compliance Manager-US LCAP
- Sunnyvale, CA (20 miles from San Mateo, CA)
- 45+ days ago
- Sunnyvale, CA (20 miles from San Mateo, CA)
- 45+ days ago
Ant Star Ant International-Compliance Manager-US LCAP Integration - Legal affairs Basic information Location: Sunnyvale Working years: More than 8 years Department: Ant Group Education background: Undergraduate...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (18 miles from San Mateo, CA)
- 60+ days ago
- Mountain View, CA (18 miles from San Mateo, CA)
- 60+ days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
AMP Technical SAP and Compliance Manager
- Cupertino, CA (22 miles from San Mateo, CA)
- 60+ days ago
- Cupertino, CA (22 miles from San Mateo, CA)
- 60+ days ago
Job Summary Summary Posted: Jun 09, 2025 Weekly Hours: 40 Role Number: 200607753 Services and Infrastructure Finance is looking for an experienced project manager to support internal audit...
- Palo Alto, CA (12 miles from San Mateo, CA)
- 90+ days ago
- Palo Alto, CA (12 miles from San Mateo, CA)
- 90+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Demographic Data for San Mateo, CA
Moving to San Mateo, CA? Find some basic demographic data about San Mateo, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in San Mateo, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in San Mateo, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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