Compliance Manager Jobs in Santa Clara, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- Mountain View, CA (7 miles from Santa Clara, CA)
- 3 days ago
- Mountain View, CA (7 miles from Santa Clara, CA)
- 3 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
AMP Technical SAP and Compliance Manager
- Cupertino, CA (8 miles from Santa Clara, CA)
- 4 days ago
- Cupertino, CA (8 miles from Santa Clara, CA)
- 4 days ago
Job Summary Summary Posted: Jun 09, 2025 Weekly Hours: 40 Role Number: 200607753 Services and Infrastructure Finance is looking for an experienced project manager to support internal audit...
Technical Program Manager - Compliance
- Mountain View, CA (7 miles from Santa Clara, CA)
- 6 days ago
- Mountain View, CA (7 miles from Santa Clara, CA)
- 6 days ago
Technical Program Manager - Compliance Description We exist to wow our customers. We know we're doing the right thing when we hear our customers say, How did I ever live without Coupang? Born out...
Lending Operations & Compliance Manager
- Foster City, CA (22 miles from Santa Clara, CA)
- 14 days ago
- Foster City, CA (22 miles from Santa Clara, CA)
- 14 days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote Work- San Jose, CA (3 miles from Santa Clara, CA)
- 15 days ago
- San Jose, CA (3 miles from Santa Clara, CA)
- 15 days ago
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
Group Manager, Compliance Operations, Workforce Solutions
- Mountain View, CA (7 miles from Santa Clara, CA)
- 16 days ago
- Mountain View, CA (7 miles from Santa Clara, CA)
- 16 days ago
In this role you will drive and optimize Compliance Operations for QuickBooks Online Workforce Solutions. Compliance Operations is a critical part of our comprehensive HCM solution to help small...
- San Jose, CA (3 miles from Santa Clara, CA)
- 24 days ago
- San Jose, CA (3 miles from Santa Clara, CA)
- 24 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Compliance Manager, Credit Products
- San Jose, CA (3 miles from Santa Clara, CA)
- 30+ days ago
- San Jose, CA (3 miles from Santa Clara, CA)
- 30+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- Palo Alto, CA (12 miles from Santa Clara, CA)
- 45+ days ago
- Palo Alto, CA (12 miles from Santa Clara, CA)
- 45+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Controls Testing Compliance Manager
- Palo Alto, CA (12 miles from Santa Clara, CA)
- 45+ days ago
- Palo Alto, CA (12 miles from Santa Clara, CA)
- 45+ days ago
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
- San Jose, CA (3 miles from Santa Clara, CA)
- 60+ days ago
- San Jose, CA (3 miles from Santa Clara, CA)
- 60+ days ago
The Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (...
- Pleasanton, CA (21 miles from Santa Clara, CA)
- 90+ days ago
- Pleasanton, CA (21 miles from Santa Clara, CA)
- 90+ days ago
As a Senior Quality Compliance Manager, the individual will play a crucial role within Abbott's Heart Failure organization with primary focus to maintain overall Quality Management System compliance...
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
Demographic Data for Santa Clara, CA
Moving to Santa Clara, CA? Find some basic demographic data about Santa Clara, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Santa Clara, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Santa Clara, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »