Compliance Manager Jobs in Sunnyvale, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 8 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 8 days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Controls Testing Compliance Manager
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 8 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 8 days ago
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
- San Jose, CA (7 miles from Sunnyvale, CA)
- 27 days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 27 days ago
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
- San Jose, CA (7 miles from Sunnyvale, CA)
- 27 days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 27 days ago
The Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 30+ days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 30+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
Senior Director of Compliance and Operations
- San Mateo, CA (20 miles from Sunnyvale, CA)
- 45+ days ago
- San Mateo, CA (20 miles from Sunnyvale, CA)
- 45+ days ago
Sr. Director, Compliance & Operations Program/Dept: Operations Reports to: Chief Financial Officer Classification: Regular, Full-Time, Exempt Salary Range: $175k + DOEE + Full Benefits Package...
Staff Product Compliance Manager - Money Movement
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 90+ days ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 90+ days ago
We are seeking a Staff Product Compliance Manager - Money Movement for product compliance management to guide the company as it grows its consumer money movement programs and capabilities....
Demographic Data for Sunnyvale, CA
Moving to Sunnyvale, CA? Find some basic demographic data about Sunnyvale, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sunnyvale, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sunnyvale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Cost Reduction
- Resolution
- Finance
- Masters In Education
- Microsoft Power BI
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »