Compliance Manager Jobs in Southport, CT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (24 miles from Southport, CT)
- 30+ days ago
- Hauppauge, NY (24 miles from Southport, CT)
- 30+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
- Milford, CT (13 miles from Southport, CT)
- 45+ days ago
- Milford, CT (13 miles from Southport, CT)
- 45+ days ago
Overview Reporting to the Head of Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ will play a key role...
Demographic Data for Southport, CT
Moving to Southport, CT? Find some basic demographic data about Southport, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Southport, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Southport, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Decision Making
- Staffing
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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