Compliance Manager Jobs in Westport, CT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Stamford, CT (11 miles from Westport, CT)
- 3 hours ago
- Stamford, CT (11 miles from Westport, CT)
- 3 hours ago
Our client is looking for a Compliance Manager to join their fast-growing team....
- Valhalla, NY (23 miles from Westport, CT)
- 3 hours ago
- Valhalla, NY (23 miles from Westport, CT)
- 3 hours ago
Job Summary: The Director of Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Darien, CT (8 miles from Westport, CT)
- 23 days ago
- Darien, CT (8 miles from Westport, CT)
- 23 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Accounting & Compliance Manager
- Port Chester, NY (19 miles from Westport, CT)
- 30+ days ago
- Port Chester, NY (19 miles from Westport, CT)
- 30+ days ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (24 miles from Westport, CT)
- 60+ days ago
- Hauppauge, NY (24 miles from Westport, CT)
- 60+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
- Milford, CT (16 miles from Westport, CT)
- 90+ days ago
- Milford, CT (16 miles from Westport, CT)
- 90+ days ago
Overview Reporting to the Head of Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ will play a key role...
Demographic Data for Westport, CT
Moving to Westport, CT? Find some basic demographic data about Westport, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westport, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westport, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Loan Origination
- Derivatives
- Internal Control
- Management Reporting
- Ad Hoc Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Vendor Management
- Reimbursement
- Change Management
- Program Management
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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