Compliance Manager Jobs in Westport, CT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director or Assistant Athletics Director/Compliance and Financial Aid
- Fairfield, CT (4 miles from Westport, CT)
- 16 days ago
- Fairfield, CT (4 miles from Westport, CT)
- 16 days ago
Job Description: Position Title: Director or Assistant Athletics Director/Compliance and Financial Aid Position Duties and Responsibilities: Oversight of all NCAA Compliance activities for 20...
- Islandia, NY (24 miles from Westport, CT)
- 60+ days ago
- Islandia, NY (24 miles from Westport, CT)
- 60+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Compliance Manager - Agency & Partnership, Onsite
- White Plains, NY (23 miles from Westport, CT)
- 90+ days ago
- White Plains, NY (23 miles from Westport, CT)
- 90+ days ago
OverviewManages compliance management initiatives that impact partnership marketing, including agents, brokers, managing general agents, third-party administrators, and other sales, marketing, and...
Demographic Data for Westport, CT
Moving to Westport, CT? Find some basic demographic data about Westport, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westport, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westport, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Mergers & Acquisitions
- Cost Reduction
- Resolution
- Finance
- Masters In Education
- Microsoft Power BI
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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