Compliance Manager Jobs in Windsor Locks, CT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Grants Compliance Manager of Grants and Sponsored Programs - Westfield State University
- Westfield, MA (17 miles from Windsor Locks, CT)
- 7 days ago
- Westfield, MA (17 miles from Windsor Locks, CT)
- 7 days ago
Job Description: Campus Title: Grants Compliance Manager of Grants and Sponsored Programs State Job Title: Associate Director Department: Academic Affairs Job Code: HA6300 FLSA Status: Exempt Funding...
Grants Compliance Manager of Grants and Sponsored Programs
- Westfield, MA (17 miles from Windsor Locks, CT)
- 7 days ago
- Westfield, MA (17 miles from Windsor Locks, CT)
- 7 days ago
Job Description: Campus Title: Grants Compliance Manager of Grants and Sponsored Programs State Job Title: Associate Director Department: Academic Affairs Job Code: HA6300 FLSA Status: Exempt Funding...
Demographic Data for Windsor Locks, CT
Moving to Windsor Locks, CT? Find some basic demographic data about Windsor Locks, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Windsor Locks, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Windsor Locks, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Wealth Management
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Consulting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »