Compliance Manager Jobs in Belleair, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager, Capital Markets
- St Petersburg, FL (15 miles from Belleair, FL)
- 11 hours ago
- St Petersburg, FL (15 miles from Belleair, FL)
- 11 hours ago
. + May interact with business unit management, Compliance Managers and associates, Technology Strategy and Alignment department, Supervision & Supervision management, Compliance & Standards Committee...
- Saint Petersburg, FL (15 miles from Belleair, FL)
- 18 hours ago
- Saint Petersburg, FL (15 miles from Belleair, FL)
- 18 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Director, Risk and Compliance Management
- Tampa, FL (20 miles from Belleair, FL)
- 6 days ago
- Tampa, FL (20 miles from Belleair, FL)
- 6 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Compliance Manager RJIM Communication Review
- Saint Petersburg, FL (15 miles from Belleair, FL)
- 30+ days ago
- Saint Petersburg, FL (15 miles from Belleair, FL)
- 30+ days ago
Under intermittent supervision and with high level of autonomy, uses extensive knowledge of financial industry marketing/advertising and skills obtained through education and experience in...
- St Petersburg, FL (15 miles from Belleair, FL)
- 30+ days ago
- St Petersburg, FL (15 miles from Belleair, FL)
- 30+ days ago
Jabil is seeking an experienced and dynamic Global Compliance Manager to join our comprehensive, global compliance team at our St. Petersburg headquarters. How will you make an impact?...
- Tampa, FL (20 miles from Belleair, FL)
- 30+ days ago
- Tampa, FL (20 miles from Belleair, FL)
- 30+ days ago
Title: Regulatory Affairs Manager Company: Peoples Gas System State and City: Florida - Tampa Shift: 8 Hr. X 5 Days WHO WE ARE Peoples Gas System is the fastest growing natural gas utility in the...
Audit and Compliance Supervisor - Patient Financial Services
- Clearwater, FL (2 miles from Belleair, FL)
- 90+ days ago
- Clearwater, FL (2 miles from Belleair, FL)
- 90+ days ago
BayCare is currently in search of our newest Team Member who is passionate about providing outstanding customer service to our community. We are looking for an individual seeking a career...
Demographic Data for Belleair, FL
Moving to Belleair, FL? Find some basic demographic data about Belleair, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Belleair, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Belleair, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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