Compliance Manager Jobs in Delray Beach, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Boca Raton, FL (6 miles from Delray Beach, FL)
- 16 hours ago
- Boca Raton, FL (6 miles from Delray Beach, FL)
- 16 hours ago
Licenses & Credentials Minimum Required: Certified Regulatory Compliance Manager (CRCM) or the ability to obtain within one year of employment....
Manager - Compliance; GFCC Program Coordinator
- Sunrise, FL (23 miles from Delray Beach, FL)
- 7 days ago
- Sunrise, FL (23 miles from Delray Beach, FL)
- 7 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance Issues Management Program
- Sunrise, FL (23 miles from Delray Beach, FL)
- 8 days ago
- Sunrise, FL (23 miles from Delray Beach, FL)
- 8 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 9 days ago
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 9 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- West Palm Beach, FL (18 miles from Delray Beach, FL)
- 13 days ago
- West Palm Beach, FL (18 miles from Delray Beach, FL)
- 13 days ago
Regulatory Affairs Manager Location: Hybrid remote with 2-3 per week in office, must reside in a service area state commutable to Dover, DE; West Palm, FL; or Yulee, FL office locations What makes...
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 22 days ago
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 22 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 22 days ago
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 22 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 45+ days ago
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 45+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Governance & Reporting
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 45+ days ago
- Fort Lauderdale, FL (23 miles from Delray Beach, FL)
- 45+ days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Procurement Compliance Manager
- Palm Beach, FL (15 miles from Delray Beach, FL)
- 90+ days ago
- Palm Beach, FL (15 miles from Delray Beach, FL)
- 90+ days ago
Highly responsible professional and supervisory work in the auditing of procurement activities in the Purchasing Department. Conducts and supervises Department-wide operational and technical...
Assistant Code Compliance Manager
- Sunrise, FL (23 miles from Delray Beach, FL)
- 90+ days ago
- Sunrise, FL (23 miles from Delray Beach, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
Demographic Data for Delray Beach, FL
Moving to Delray Beach, FL? Find some basic demographic data about Delray Beach, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Delray Beach, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Delray Beach, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Executive Management
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Documentation
- Coaching
- Reporting
- Budgets
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »