Compliance Manager Jobs in Deltona, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Finance & Accounting Compliance Manager
- Orlando, FL (24 miles from Deltona, FL)
- 21 hours ago
- Orlando, FL (24 miles from Deltona, FL)
- 21 hours ago
The Compliance Manager supervises the Accounting Clerk and collaborates with Accounting and Finance leadership to promote strong internal documentation and compliance practices....
Senior Manager of Compliance Communications
- Lake Mary, FL (10 miles from Deltona, FL)
- 18 days ago
- Lake Mary, FL (10 miles from Deltona, FL)
- 18 days ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
- Orlando, FL (24 miles from Deltona, FL)
- 27 days ago
- Orlando, FL (24 miles from Deltona, FL)
- 27 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Winter Park, FL (20 miles from Deltona, FL)
- 60+ days ago
- Winter Park, FL (20 miles from Deltona, FL)
- 60+ days ago
Overview Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents,...
Demographic Data for Deltona, FL
Moving to Deltona, FL? Find some basic demographic data about Deltona, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Deltona, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Deltona, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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