Compliance Manager Jobs in Doral, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager - Compliance; Fair Lending
- Sunrise, FL (24 miles from Doral, FL)
- 3 days ago
- Sunrise, FL (24 miles from Doral, FL)
- 3 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Miami Gardens, FL (9 miles from Doral, FL)
- 15 days ago
- Miami Gardens, FL (9 miles from Doral, FL)
- 15 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Miami Lakes, FL (7 miles from Doral, FL)
- 18 days ago
- Miami Lakes, FL (7 miles from Doral, FL)
- 18 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Miami, FL (6 miles from Doral, FL)
- 29 days ago
- Miami, FL (6 miles from Doral, FL)
- 29 days ago
Certified Regulatory Compliance Manager (CRCM) or equivalent certification preferred....
Assistant Code Compliance Manager
- Sunrise, FL (24 miles from Doral, FL)
- 90+ days ago
- Sunrise, FL (24 miles from Doral, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
- Hollywood, FL (18 miles from Doral, FL)
- 90+ days ago
- Hollywood, FL (18 miles from Doral, FL)
- 90+ days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML...
Demographic Data for Doral, FL
Moving to Doral, FL? Find some basic demographic data about Doral, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Doral, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Doral, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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