Compliance Manager Jobs in Fort Lauderdale, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Miami, FL (24 miles from Fort Lauderdale, FL)
- 4 hours ago
- Miami, FL (24 miles from Fort Lauderdale, FL)
- 4 hours ago
In Strategy & Consulting we work with C-suite executives, leaders and boards of the worlds leading organizations, helping them reinvent every part of their enterprise to drive greater growth,...
Senior Manager, Compliance Global Trade
- Boca Raton, FL (16 miles from Fort Lauderdale, FL)
- 17 hours ago
- Boca Raton, FL (16 miles from Fort Lauderdale, FL)
- 17 hours ago
Overview The Senior Manager, Global Trade Compliance will be responsible for managing and overseeing all customs and trade compliance activities for the company. They will ensure that the...
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL
- 3 days ago
- Fort Lauderdale, FL
- 3 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Boca Raton, FL (16 miles from Fort Lauderdale, FL)
- 5 days ago
- Boca Raton, FL (16 miles from Fort Lauderdale, FL)
- 5 days ago
Licenses & Credentials Minimum Required: Certified Regulatory Compliance Manager (CRCM) or the ability to obtain within one year of employment....
- Miami Gardens, FL (17 miles from Fort Lauderdale, FL)
- 11 days ago
- Miami Gardens, FL (17 miles from Fort Lauderdale, FL)
- 11 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
Manager - Compliance; GFCC Program Coordinator
- Sunrise, FL (6 miles from Fort Lauderdale, FL)
- 12 days ago
- Sunrise, FL (6 miles from Fort Lauderdale, FL)
- 12 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance Issues Management Program
- Sunrise, FL (6 miles from Fort Lauderdale, FL)
- 13 days ago
- Sunrise, FL (6 miles from Fort Lauderdale, FL)
- 13 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Miami Lakes, FL (18 miles from Fort Lauderdale, FL)
- 13 days ago
- Miami Lakes, FL (18 miles from Fort Lauderdale, FL)
- 13 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Miami, FL (24 miles from Fort Lauderdale, FL)
- 25 days ago
- Miami, FL (24 miles from Fort Lauderdale, FL)
- 25 days ago
Certified Regulatory Compliance Manager (CRCM) or equivalent certification preferred....
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL
- 45+ days ago
- Fort Lauderdale, FL
- 45+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Assistant Code Compliance Manager
- Sunrise, FL (6 miles from Fort Lauderdale, FL)
- 90+ days ago
- Sunrise, FL (6 miles from Fort Lauderdale, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
- Hollywood, FL (7 miles from Fort Lauderdale, FL)
- 90+ days ago
- Hollywood, FL (7 miles from Fort Lauderdale, FL)
- 90+ days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML...
Demographic Data for Fort Lauderdale, FL
Moving to Fort Lauderdale, FL? Find some basic demographic data about Fort Lauderdale, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fort Lauderdale, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Fort Lauderdale, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Management Consulting
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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