Compliance Manager Jobs in Hallandale, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager - Compliance - Quality Control
- Sunrise, FL (12 miles from Hallandale, FL)
- 8 hours ago
- Sunrise, FL (12 miles from Hallandale, FL)
- 8 hours ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Manager - Compliance; Fair Lending
- Sunrise, FL (12 miles from Hallandale, FL)
- 4 days ago
- Sunrise, FL (12 miles from Hallandale, FL)
- 4 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Miami Gardens, FL (11 miles from Hallandale, FL)
- 17 days ago
- Miami Gardens, FL (11 miles from Hallandale, FL)
- 17 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Miami Lakes, FL (10 miles from Hallandale, FL)
- 19 days ago
- Miami Lakes, FL (10 miles from Hallandale, FL)
- 19 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Miami, FL (14 miles from Hallandale, FL)
- 30+ days ago
- Miami, FL (14 miles from Hallandale, FL)
- 30+ days ago
Certified Regulatory Compliance Manager (CRCM) or equivalent certification preferred....
Assistant Code Compliance Manager
- Sunrise, FL (12 miles from Hallandale, FL)
- 90+ days ago
- Sunrise, FL (12 miles from Hallandale, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
Demographic Data for Hallandale, FL
Moving to Hallandale, FL? Find some basic demographic data about Hallandale, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hallandale, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hallandale, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Equities
- Consumer Lending
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Analytical Skills
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Education Experience
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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