Compliance Manager Jobs in Plantation, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director - Compliance; Learning, Development & Communications
- Sunrise, FL (3 miles from Plantation, FL)
- 3 days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 3 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 4 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 4 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Compliance Monitoring and Programs
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 4 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 4 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Manager - Compliance; Policies and Standards Office
- Sunrise, FL (3 miles from Plantation, FL)
- 4 days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 4 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
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Manager - Compliance; Fair Lending
- Sunrise, FL (3 miles from Plantation, FL)
- 5 days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 5 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Sunrise, FL (3 miles from Plantation, FL)
- 11 days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 11 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 11 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 11 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 11 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 11 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 12 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 12 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 30+ days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 30+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Assistant Code Compliance Manager
- Sunrise, FL (3 miles from Plantation, FL)
- 90+ days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
- Hollywood, FL (9 miles from Plantation, FL)
- 90+ days ago
- Hollywood, FL (9 miles from Plantation, FL)
- 90+ days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML...
Demographic Data for Plantation, FL
Moving to Plantation, FL? Find some basic demographic data about Plantation, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plantation, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plantation, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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