Compliance Manager Jobs in Safety Harbor, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- New Port Richey, FL (20 miles from Safety Harbor, FL)
- 3 days ago
- New Port Richey, FL (20 miles from Safety Harbor, FL)
- 3 days ago
Company Description ProSidian is a Management and Operations Consulting Services Firm focusing on providing value to clients through tailored solutions based on industry-leading practices....
Compliance Manager RJIM Communication Review
- Saint Petersburg, FL (17 miles from Safety Harbor, FL)
- 17 days ago
- Saint Petersburg, FL (17 miles from Safety Harbor, FL)
- 17 days ago
Under intermittent supervision and with high level of autonomy, uses extensive knowledge of financial industry marketing/advertising and skills obtained through education and experience in...
- St Petersburg, FL (17 miles from Safety Harbor, FL)
- 17 days ago
- St Petersburg, FL (17 miles from Safety Harbor, FL)
- 17 days ago
Jabil is seeking an experienced and dynamic Global Compliance Manager to join our comprehensive, global compliance team at our St. Petersburg headquarters. How will you make an impact?...
- Tampa, FL (14 miles from Safety Harbor, FL)
- 19 days ago
- Tampa, FL (14 miles from Safety Harbor, FL)
- 19 days ago
Title: Regulatory Affairs Manager Company: Peoples Gas System State and City: Florida - Tampa Shift: 8 Hr. X 5 Days WHO WE ARE Peoples Gas System is the fastest growing natural gas utility in the...
Sr. Manager, Compliance RJ Trust
- St Petersburg, FL (17 miles from Safety Harbor, FL)
- 30+ days ago
- St Petersburg, FL (17 miles from Safety Harbor, FL)
- 30+ days ago
Under intermittent supervision, using extensive knowledge and skills obtained through education, experience, specialized training and/or certification to participate in the design, implementation...
Audit and Compliance Supervisor - Patient Financial Services
- Clearwater, FL (6 miles from Safety Harbor, FL)
- 90+ days ago
- Clearwater, FL (6 miles from Safety Harbor, FL)
- 90+ days ago
BayCare is currently in search of our newest Team Member who is passionate about providing outstanding customer service to our community. We are looking for an individual seeking a career...
Demographic Data for Safety Harbor, FL
Moving to Safety Harbor, FL? Find some basic demographic data about Safety Harbor, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Safety Harbor, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Safety Harbor, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »