Compliance Manager Jobs in Sarasota, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
There are also Compliance Manager jobs available in the following nearby locations:
- Compliance Manager jobs in St Petersburg, Florida
- Compliance Manager jobs in Saint Petersburg, Florida
- Compliance Manager jobs in Tampa, Florida
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Demographic Data for Sarasota, FL
Moving to Sarasota, FL? Find some basic demographic data about Sarasota, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sarasota, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sarasota, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Wealth Management
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Risk Management
- Accounting
- Strategy Development
- Implementation
- Auditing
- Investigation
- Mentoring
- Budgets
- Employee Development
- Documentation
- Flexibility
- Reporting
- Collaboration
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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