Compliance Manager Jobs in Sun City Center, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager, Capital Markets
- St Petersburg, FL (12 miles from Sun City Center, FL)
- 15 hours ago
- St Petersburg, FL (12 miles from Sun City Center, FL)
- 15 hours ago
. + May interact with business unit management, Compliance Managers and associates, Technology Strategy and Alignment department, Supervision & Supervision management, Compliance & Standards Committee...
- Saint Petersburg, FL (12 miles from Sun City Center, FL)
- 22 hours ago
- Saint Petersburg, FL (12 miles from Sun City Center, FL)
- 22 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Director, Risk and Compliance Management
- Tampa, FL (15 miles from Sun City Center, FL)
- 6 days ago
- Tampa, FL (15 miles from Sun City Center, FL)
- 6 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Compliance Manager RJIM Communication Review
- Saint Petersburg, FL (12 miles from Sun City Center, FL)
- 30+ days ago
- Saint Petersburg, FL (12 miles from Sun City Center, FL)
- 30+ days ago
Under intermittent supervision and with high level of autonomy, uses extensive knowledge of financial industry marketing/advertising and skills obtained through education and experience in...
- St Petersburg, FL (12 miles from Sun City Center, FL)
- 30+ days ago
- St Petersburg, FL (12 miles from Sun City Center, FL)
- 30+ days ago
Jabil is seeking an experienced and dynamic Global Compliance Manager to join our comprehensive, global compliance team at our St. Petersburg headquarters. How will you make an impact?...
- Tampa, FL (15 miles from Sun City Center, FL)
- 30+ days ago
- Tampa, FL (15 miles from Sun City Center, FL)
- 30+ days ago
Title: Regulatory Affairs Manager Company: Peoples Gas System State and City: Florida - Tampa Shift: 8 Hr. X 5 Days WHO WE ARE Peoples Gas System is the fastest growing natural gas utility in the...
Demographic Data for Sun City Center, FL
Moving to Sun City Center, FL? Find some basic demographic data about Sun City Center, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sun City Center, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sun City Center, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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