Compliance Manager Jobs in Tarpon Springs, FL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Disaster Recovery Compliance Manager
- Clearwater, FL (12 miles from Tarpon Springs, FL)
- 1 day ago
- Clearwater, FL (12 miles from Tarpon Springs, FL)
- 1 day ago
Disaster Recovery Compliance Manager Location: 315 Court St., Clearwater, FL Schedule: Hybrid schedule potentially available Help shape the future of equitable and effective disaster recovery in Pinellas...
- New Port Richey, FL (11 miles from Tarpon Springs, FL)
- 22 days ago
- New Port Richey, FL (11 miles from Tarpon Springs, FL)
- 22 days ago
Company Description ProSidian is a Management and Operations Consulting Services Firm focusing on providing value to clients through tailored solutions based on industry-leading practices....
- Tampa, FL (19 miles from Tarpon Springs, FL)
- 30+ days ago
- Tampa, FL (19 miles from Tarpon Springs, FL)
- 30+ days ago
Jabil is seeking an experienced and dynamic Global Compliance Manager to join our comprehensive, global compliance team at our St. Petersburg headquarters. How will you make an impact?...
- Tampa, FL (19 miles from Tarpon Springs, FL)
- 30+ days ago
- Tampa, FL (19 miles from Tarpon Springs, FL)
- 30+ days ago
Title: Regulatory Affairs Manager Company: Peoples Gas System State and City: Florida - Tampa Shift: 8 Hr. X 5 Days WHO WE ARE Peoples Gas System is the fastest growing natural gas utility in the...
Audit and Compliance Supervisor - Patient Financial Services
- Clearwater, FL (12 miles from Tarpon Springs, FL)
- 90+ days ago
- Clearwater, FL (12 miles from Tarpon Springs, FL)
- 90+ days ago
BayCare is currently in search of our newest Team Member who is passionate about providing outstanding customer service to our community. We are looking for an individual seeking a career...
Demographic Data for Tarpon Springs, FL
Moving to Tarpon Springs, FL? Find some basic demographic data about Tarpon Springs, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tarpon Springs, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tarpon Springs, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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