Compliance Manager Jobs in Apex, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Governance, Risk Management & Compliance Manager
- Durham, NC (19 miles from Apex, NC)
- 2 hours ago
- Durham, NC (19 miles from Apex, NC)
- 2 hours ago
Reporting and Analysis: Conduct systematic analysis and evaluation of corporate risks within the region while monitoring and enhancing the effectiveness of initiated measures. Design, implement,...
- Raleigh, NC (16 miles from Apex, NC)
- 1 day ago
- Raleigh, NC (16 miles from Apex, NC)
- 1 day ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
Internal Audit Manager - Compliance
- Raleigh, NC (16 miles from Apex, NC)
- 17 days ago
- Raleigh, NC (16 miles from Apex, NC)
- 17 days ago
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We...
Procurement Compliance Manager
- Raleigh, NC (16 miles from Apex, NC)
- 30+ days ago
- Raleigh, NC (16 miles from Apex, NC)
- 30+ days ago
The Procurement Operations Managers primary purpose is to support the Procurement organization by managing Procure-to-Pay processes, managing and maintaining procurement technology, and developing...
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Governance Risk Management and Compliance Manager - YOD
- Raleigh, NC (16 miles from Apex, NC)
- 45+ days ago
- Raleigh, NC (16 miles from Apex, NC)
- 45+ days ago
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
Senior Corporate Compliance Manager - Training, Communications & Policy
- Rtp, NC (14 miles from Apex, NC)
- 90+ days ago
- Rtp, NC (14 miles from Apex, NC)
- 90+ days ago
The Senior Corporate Compliance Manager Training, Communications and Policy will be responsible for: OVERSIGHT & RESPONSIBILITY: Lead the strategy, development and execution of the Compliance Departments...
Demographic Data for Apex, NC
Moving to Apex, NC? Find some basic demographic data about Apex, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Apex, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Apex, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Private Banking
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Verbal Communication
- Investigation
- Presentation
- Written Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Bachelor's Degree
- Reporting
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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