Compliance Manager Jobs in Brentwood, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Apex, NC (21 miles from Brentwood, NC)
- 1 day ago
- Apex, NC (21 miles from Brentwood, NC)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Accounting & Compliance Manager
- Raleigh, NC (4 miles from Brentwood, NC)
- 4 days ago
- Raleigh, NC (4 miles from Brentwood, NC)
- 4 days ago
Please apply until 22nd August Accounting & Compliance Manager Position purpose: Make sure that the business model and intercompany interactions are sound and supportive of the optimal business practices...
- Raleigh, NC (4 miles from Brentwood, NC)
- 15 days ago
- Raleigh, NC (4 miles from Brentwood, NC)
- 15 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Cyber Risk and Compliance Manager (RapidScale)
- Raleigh, NC (4 miles from Brentwood, NC)
- 30+ days ago
- Raleigh, NC (4 miles from Brentwood, NC)
- 30+ days ago
Job Family Group Information Technology Job Profile Cyber Risk & Compliance Manager Management Level Manager - Non People Leader Flexible Work Option Hybrid - Ability to work remotely part of the week...
Demographic Data for Brentwood, NC
Moving to Brentwood, NC? Find some basic demographic data about Brentwood, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brentwood, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brentwood, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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