Compliance Manager Jobs in Cramerton, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Manager - Compliance Programs Governance
- Charlotte, NC (13 miles from Cramerton, NC)
- 20 hours ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 20 hours ago
Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to...
Director of Compliance Testing & Monitoring
- Charlotte, NC (13 miles from Cramerton, NC)
- 22 hours ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 22 hours ago
Director Compliance Test & Monitor The Director, Compliance Testing and Monitoring within the second line of defense is responsible for establishing standards for monitoring and reporting of...
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (13 miles from Cramerton, NC)
- 3 days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Credit Card Business Oversight
- Charlotte, NC (13 miles from Cramerton, NC)
- 5 days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM) a plus Customer Accountabilities: Proactively advises the business of new and changed Compliance regulatory and/or policy changes Formulates relevant and...
- Charlotte, NC (13 miles from Cramerton, NC)
- 7 days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 7 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Audit Manager: Compliance (Hybrid)
- Charlotte, NC (13 miles from Cramerton, NC)
- 14 days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 14 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Compliance Manager- Regulation O
- Charlotte, NC (13 miles from Cramerton, NC)
- 14 days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 14 days ago
Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...
- Charlotte, NC (13 miles from Cramerton, NC)
- 30+ days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 30+ days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
- Charlotte, NC (13 miles from Cramerton, NC)
- 60+ days ago
- Charlotte, NC (13 miles from Cramerton, NC)
- 60+ days ago
Asana Partners is a retail real estate investment firm creating value in vibrant neighborhoods by leveraging vertically integrated capabilities and retail expertise. With more than $7 billion of...
Demographic Data for Cramerton, NC
Moving to Cramerton, NC? Find some basic demographic data about Cramerton, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Cramerton, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Cramerton, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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