Compliance Manager Jobs in Dallas, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director - Compliance; Learning, Development & Communications
- Charlotte, NC (20 miles from Dallas, NC)
- 2 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senor Compliance Manager - Compliance Monitoring & Programs
- Charlotte, NC (20 miles from Dallas, NC)
- 2 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 2 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Manager - Compliance; Policies and Standards Office
- Charlotte, NC (20 miles from Dallas, NC)
- 2 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (20 miles from Dallas, NC)
- 3 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
/22609/a0ddcb5b-f5de-40b3-bed4-be7f923b6be8.png&z=8&s=FIN&ih_t=6%2F15%2F2025+2%3A31%3A56+AM&utm_medium=internal%20referrer&utm_campaign=employer-fsa&utm_content=fsa-federal&utm_term=sf_serp_searchresults_position_5&dt=Desktop)
- Charlotte, NC (20 miles from Dallas, NC)
- 7 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 7 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Compliance Manager - Complaints Oversight
- Charlotte, NC (20 miles from Dallas, NC)
- 9 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 9 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Third-Party Oversight
- Charlotte, NC (20 miles from Dallas, NC)
- 9 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 9 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Charlotte, NC (20 miles from Dallas, NC)
- 10 days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 10 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (20 miles from Dallas, NC)
- 30+ days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 30+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
- Charlotte, NC (20 miles from Dallas, NC)
- 30+ days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 30+ days ago
At Resideo, we are actively seeking an experienced professional to join our team in a newly created role as the Finance Compliance Manager....
- Charlotte, NC (20 miles from Dallas, NC)
- 45+ days ago
- Charlotte, NC (20 miles from Dallas, NC)
- 45+ days ago
Asana Partners is a retail real estate investment firm creating value in vibrant neighborhoods by leveraging vertically integrated capabilities and retail expertise. With more than $7 billion of...
Demographic Data for Dallas, NC
Moving to Dallas, NC? Find some basic demographic data about Dallas, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Dallas, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Dallas, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »