Compliance Manager Jobs in Marvin, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (21 miles from Marvin, NC)
- 22 hours ago
- Charlotte, NC (21 miles from Marvin, NC)
- 22 hours ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager - Compliance Programs Governance
- Charlotte, NC (21 miles from Marvin, NC)
- 22 hours ago
- Charlotte, NC (21 miles from Marvin, NC)
- 22 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Risk Reporting and Strategy
- Charlotte, NC (21 miles from Marvin, NC)
- 1 day ago
- Charlotte, NC (21 miles from Marvin, NC)
- 1 day ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Director- Compliance, US Consumer Deposit
- Charlotte, NC (21 miles from Marvin, NC)
- 6 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 6 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance Director, Commercial, Operations and Securities Testing (US)
- Charlotte, NC (21 miles from Marvin, NC)
- 9 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 9 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Complaint Resolution
- Charlotte, NC (21 miles from Marvin, NC)
- 12 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 12 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Director - Compliance (Privacy)
- Charlotte, NC (21 miles from Marvin, NC)
- 17 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 17 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Regulatory Change Management)
- Charlotte, NC (21 miles from Marvin, NC)
- 17 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 17 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (21 miles from Marvin, NC)
- 19 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 19 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Regulatory Change Management
- Charlotte, NC (21 miles from Marvin, NC)
- 19 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 19 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Director, Compliance Officer u2013 Crypto & Digital Assets
- Charlotte, NC (21 miles from Marvin, NC)
- 25 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 25 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Charlotte, NC (21 miles from Marvin, NC)
- 27 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 27 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Director, Compliance Analytics
- Charlotte, NC (21 miles from Marvin, NC)
- 27 days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 27 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Charlotte, NC (21 miles from Marvin, NC)
- 45+ days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Audit Manager: Compliance (Hybrid)
- Charlotte, NC (21 miles from Marvin, NC)
- 45+ days ago
- Charlotte, NC (21 miles from Marvin, NC)
- 45+ days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Demographic Data for Marvin, NC
Moving to Marvin, NC? Find some basic demographic data about Marvin, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Marvin, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Marvin, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Sales & Use Tax
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Consulting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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