Compliance Manager Jobs in Mineral Springs, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Audit Manager: Compliance (Hybrid)
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 4 days ago
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 4 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Compliance Manager- Regulation O
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 4 days ago
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 4 days ago
Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...
Director - Compliance Issues Management Program
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 17 days ago
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 17 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 28 days ago
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 28 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 45+ days ago
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 45+ days ago
At Resideo, we are actively seeking an experienced professional to join our team in a newly created role as the Finance Compliance Manager....
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 60+ days ago
- Charlotte, NC (22 miles from Mineral Springs, NC)
- 60+ days ago
Asana Partners is a retail real estate investment firm creating value in vibrant neighborhoods by leveraging vertically integrated capabilities and retail expertise. With more than $7 billion of...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mineral Springs, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mineral Springs, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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