Compliance Manager Jobs in Mooresville, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Charlotte, NC (21 miles from Mooresville, NC)
- 18 hours ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 18 hours ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Senior Audit Manager - Compliance
- Charlotte, NC (21 miles from Mooresville, NC)
- 1 day ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 1 day ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
Asana Partners is a retail real estate investment firm creating value in vibrant neighborhoods by leveraging vertically integrated capabilities and retail expertise. With more than $7 billion of...
- Charlotte, NC (21 miles from Mooresville, NC)
- 9 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 9 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
- Charlotte, NC (21 miles from Mooresville, NC)
- 16 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 16 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Sr. Director, Compliance Advisory
- Charlotte, NC (21 miles from Mooresville, NC)
- 27 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 27 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
- Charlotte, NC (21 miles from Mooresville, NC)
- 45+ days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 45+ days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
- Charlotte, NC (21 miles from Mooresville, NC)
- 60+ days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 60+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Audit Project Manager - Compliance
- Charlotte, NC (21 miles from Mooresville, NC)
- 90+ days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 90+ days ago
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Governmental Interactions Compliance Manager
- Charlotte, NC (21 miles from Mooresville, NC)
- 90+ days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 90+ days ago
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Demographic Data for Mooresville, NC
Moving to Mooresville, NC? Find some basic demographic data about Mooresville, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mooresville, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mooresville, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Claims Management
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Mergers & Acquisitions
- Cost Reduction
- Resolution
- Finance
- Masters In Education
- Microsoft Power BI
- Accounting
- Reimbursement
- Risk Management
- Staffing
- Implementation
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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