Compliance Manager Jobs in Mount Holly, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senor Compliance Manager - Compliance Monitoring & Programs
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Director, Risk and Compliance Management
- Charlotte, NC (11 miles from Mount Holly, NC)
- 3 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 3 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Director - Compliance Issues Management Program
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (11 miles from Mount Holly, NC)
- 12 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 12 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
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- Charlotte, NC (11 miles from Mount Holly, NC)
- 23 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 23 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Compliance Manager - Complaints Oversight
- Charlotte, NC (11 miles from Mount Holly, NC)
- 25 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 25 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Third-Party Oversight
- Charlotte, NC (11 miles from Mount Holly, NC)
- 25 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 25 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (11 miles from Mount Holly, NC)
- 45+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 45+ days ago
At Resideo, we are actively seeking an experienced professional to join our team in a newly created role as the Finance Compliance Manager....
Compliance Manager - Governance & Reporting
- Charlotte, NC (11 miles from Mount Holly, NC)
- 45+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 45+ days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (11 miles from Mount Holly, NC)
- 60+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 60+ days ago
Asana Partners is a retail real estate investment firm creating value in vibrant neighborhoods by leveraging vertically integrated capabilities and retail expertise. With more than $7 billion of...
Demographic Data for Mount Holly, NC
Moving to Mount Holly, NC? Find some basic demographic data about Mount Holly, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mount Holly, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mount Holly, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Executive Management
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Documentation
- Coaching
- Reporting
- Budgets
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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