Compliance Manager Jobs in Richmond Hill, ON
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager, Compliance Business Oversight Core Compliance (3628)
- Toronto, ON (15 miles from Richmond Hill, ON)
- 14 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 14 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager, Compliance Program Management Issues Management Reporting and Communication (3493)
- Toronto, ON (15 miles from Richmond Hill, ON)
- 28 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 28 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager, Compliance Program Management Issues Management Governance (3550)
- Toronto, ON (15 miles from Richmond Hill, ON)
- 28 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 28 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
- Etobicoke, ON (16 miles from Richmond Hill, ON)
- 28 days ago
- Etobicoke, ON (16 miles from Richmond Hill, ON)
- 28 days ago
Emplois.adp.ca ------------------------------------------------------------------------------ Regulatory Compliance Manager ADP is hiring a Regulatory Compliance Manager Are you looking to grow your...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Richmond Hill, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Richmond Hill, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Loan Origination
- Derivatives
- Internal Control
- Management Reporting
- Ad Hoc Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Vendor Management
- Change Management
- Program Management
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Written Communication
- Documentation
- Verbal Communication
- Employee Development
- Mentoring
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Regulations
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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