Compliance Manager Jobs in Allen, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Dallas, TX (23 miles from Allen, TX)
- 2 days ago
- Dallas, TX (23 miles from Allen, TX)
- 2 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (7 miles from Allen, TX)
- 3 days ago
- Plano, TX (7 miles from Allen, TX)
- 3 days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
Agreement Compliance Manager, Office for Technology Development
- Dallas, TX (23 miles from Allen, TX)
- 10 days ago
- Dallas, TX (23 miles from Allen, TX)
- 10 days ago
Agreement Compliance Manager, Office for Technology Development UT Southwestern - 3.8 Dallas, TX Job Details Full-time Estimated: $93.2K - $128K a year 1 hour ago Benefits Paid parental leave Paid holidays...
- Plano, TX (7 miles from Allen, TX)
- 12 days ago
- Plano, TX (7 miles from Allen, TX)
- 12 days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Internal Audit & Compliance Manager
- Dallas, TX (23 miles from Allen, TX)
- 19 days ago
- Dallas, TX (23 miles from Allen, TX)
- 19 days ago
Position Overview: The Internal Audit and Compliance Manager will have primary and direct responsibility for managing the Companys internal audit and advisory program, in support of the Companys overall...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (6 miles from Allen, TX)
- 24 days ago
- McKinney, TX (6 miles from Allen, TX)
- 24 days ago
At Globe Life, we are committed to empowering our employees with the support and opportunities they need to succeed at every stage of their career. Our thriving and dynamic community offers ample...
- Frisco, TX (15 miles from Allen, TX)
- 24 days ago
- Frisco, TX (15 miles from Allen, TX)
- 24 days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Plano, TX (7 miles from Allen, TX)
- 26 days ago
- Plano, TX (7 miles from Allen, TX)
- 26 days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Dallas, TX (23 miles from Allen, TX)
- 27 days ago
- Dallas, TX (23 miles from Allen, TX)
- 27 days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Frisco, TX (15 miles from Allen, TX)
- 29 days ago
- Frisco, TX (15 miles from Allen, TX)
- 29 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (23 miles from Allen, TX)
- 30+ days ago
- Coppell, TX (23 miles from Allen, TX)
- 30+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Senior Manager, Compliance Advisory
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
Senior Manager, Compliance Advisory Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk...
Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Allen, TX)
- 45+ days ago
- Dallas, TX (23 miles from Allen, TX)
- 45+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Security Risk and Compliance Director
- Dallas, TX (23 miles from Allen, TX)
- 45+ days ago
- Dallas, TX (23 miles from Allen, TX)
- 45+ days ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
Demographic Data for Allen, TX
Moving to Allen, TX? Find some basic demographic data about Allen, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Allen, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Allen, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »