Compliance Manager Jobs in Carrollton, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Plano, TX (11 miles from Carrollton, TX)
- 2 days ago
- Plano, TX (11 miles from Carrollton, TX)
- 2 days ago
Manager (CRCM),Certified Enterprise Risk Professional (CERP), Anti-Money Laundering Specialist Certification, Certified Information Privacy Professional, or Series 7, 24, or 63/65 certifications At...
Agreement Compliance Manager, Office for Technology Development
- Dallas, TX (12 miles from Carrollton, TX)
- 4 days ago
- Dallas, TX (12 miles from Carrollton, TX)
- 4 days ago
Agreement Compliance Manager, Office for Technology Development UT Southwestern - 3.8 Dallas, TX Job Details Full-time Estimated: $93.2K - $128K a year 1 hour ago Benefits Paid parental leave Paid holidays...
- Irving, TX (10 miles from Carrollton, TX)
- 4 days ago
- Irving, TX (10 miles from Carrollton, TX)
- 4 days ago
Company Details Darling Ingredients repurposes and recycles materials from the animal agriculture and food industries - transforming them into essential ingredients that do everything from feeding...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (10 miles from Carrollton, TX)
- 5 days ago
- Irving, TX (10 miles from Carrollton, TX)
- 5 days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
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Financial Services Director- Financial Compliance
- Lewisville, TX (14 miles from Carrollton, TX)
- 6 days ago
- Lewisville, TX (14 miles from Carrollton, TX)
- 6 days ago
Job Family : Finance Compliance Advisor Travel Required : Up to 25% Clearance Required : None What You Will Do : Manage and supervise teams of Analysts and Senior Analysts/QAs, executing Bank...
- Plano, TX (11 miles from Carrollton, TX)
- 6 days ago
- Plano, TX (11 miles from Carrollton, TX)
- 6 days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Internal Audit & Compliance Manager
- Dallas, TX (12 miles from Carrollton, TX)
- 13 days ago
- Dallas, TX (12 miles from Carrollton, TX)
- 13 days ago
Position Overview: The Internal Audit and Compliance Manager will have primary and direct responsibility for managing the Companys internal audit and advisory program, in support of the Companys overall...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (23 miles from Carrollton, TX)
- 18 days ago
- McKinney, TX (23 miles from Carrollton, TX)
- 18 days ago
At Globe Life, we are committed to empowering our employees with the support and opportunities they need to succeed at every stage of their career. Our thriving and dynamic community offers ample...
- Frisco, TX (16 miles from Carrollton, TX)
- 18 days ago
- Frisco, TX (16 miles from Carrollton, TX)
- 18 days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Plano, TX (11 miles from Carrollton, TX)
- 20 days ago
- Plano, TX (11 miles from Carrollton, TX)
- 20 days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Dallas, TX (12 miles from Carrollton, TX)
- 21 days ago
- Dallas, TX (12 miles from Carrollton, TX)
- 21 days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Frisco, TX (16 miles from Carrollton, TX)
- 23 days ago
- Frisco, TX (16 miles from Carrollton, TX)
- 23 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (5 miles from Carrollton, TX)
- 25 days ago
- Coppell, TX (5 miles from Carrollton, TX)
- 25 days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Plano, TX (11 miles from Carrollton, TX)
- 30+ days ago
- Plano, TX (11 miles from Carrollton, TX)
- 30+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Senior Manager, Compliance Advisory
- Plano, TX (11 miles from Carrollton, TX)
- 30+ days ago
- Plano, TX (11 miles from Carrollton, TX)
- 30+ days ago
Senior Manager, Compliance Advisory Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk...
Demographic Data for Carrollton, TX
Moving to Carrollton, TX? Find some basic demographic data about Carrollton, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Carrollton, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Carrollton, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Private Banking
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Verbal Communication
- Investigation
- Presentation
- Written Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Bachelor's Degree
- Reporting
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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