Compliance Manager Jobs in Celina, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director, Risk and Compliance Management
- Plano, TX (19 miles from Celina, TX)
- 3 days ago
- Plano, TX (19 miles from Celina, TX)
- 3 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (19 miles from Celina, TX)
- 17 days ago
- Plano, TX (19 miles from Celina, TX)
- 17 days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
- Plano, TX (19 miles from Celina, TX)
- 25 days ago
- Plano, TX (19 miles from Celina, TX)
- 25 days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (13 miles from Celina, TX)
- 30+ days ago
- McKinney, TX (13 miles from Celina, TX)
- 30+ days ago
At Globe Life, we are committed to empowering our employees with the support and opportunities they need to succeed at every stage of their career. Our thriving and dynamic community offers ample...
- Frisco, TX (11 miles from Celina, TX)
- 30+ days ago
- Frisco, TX (11 miles from Celina, TX)
- 30+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Plano, TX (19 miles from Celina, TX)
- 30+ days ago
- Plano, TX (19 miles from Celina, TX)
- 30+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Frisco, TX (11 miles from Celina, TX)
- 30+ days ago
- Frisco, TX (11 miles from Celina, TX)
- 30+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Plano, TX (19 miles from Celina, TX)
- 45+ days ago
- Plano, TX (19 miles from Celina, TX)
- 45+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Compliance Manager, Regulatory Change Management
- Frisco, TX (11 miles from Celina, TX)
- 60+ days ago
- Frisco, TX (11 miles from Celina, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Demographic Data for Celina, TX
Moving to Celina, TX? Find some basic demographic data about Celina, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Celina, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Celina, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Executive Management
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Documentation
- Coaching
- Reporting
- Budgets
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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