Compliance Manager Jobs in Dallas, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager, Compliance Asset Management
- Southlake, TX (23 miles from Dallas, TX)
- 1 day ago
- Southlake, TX (23 miles from Dallas, TX)
- 1 day ago
(CSIM), a registered investment adviser, and Schwabs proprietary mutual funds, ETFs, and separately managed accounts; and (b) maintaining and continually evolving the compliance programs for CSIM and...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (18 miles from Dallas, TX)
- 1 day ago
- Plano, TX (18 miles from Dallas, TX)
- 1 day ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
Corporate Compliance Director - Corporate Compliance Director - Fair & Responsible Banking
- Dallas, TX
- 8 days ago
- Dallas, TX
- 8 days ago
Certified Regulatory Compliance Manager strongly preferred. May require up to 50% travel....
Date: Aug 18, 2025 Location: Dallas, TX, US Category: Corporate and Professional Jobs Job Type: Day Schedule Type: Full-Time Requisition ID: 986675 Interested in a career with both meaning and...
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Dallas, TX
- 19 days ago
- Dallas, TX
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Senior Manager Compliance - Consumer Protection Compliance (Hybrid - 3 Days in Office - VA or TX) Freddie Mac 3.6 ( ) Multiple Locations Why you should apply for a job to Freddie Mac : 56% say...
Accounting Compliance Manager - CPA Required
- Addison, TX (12 miles from Dallas, TX)
- 25 days ago
- Addison, TX (12 miles from Dallas, TX)
- 25 days ago
Manager to assess Information Technology General Controls (ITGC) and Information Technology Automated Controls (ITAC), including Logical Access, Change Management, Backup & Restoration, and Incident...
- Richardson, TX (12 miles from Dallas, TX)
- 30+ days ago
- Richardson, TX (12 miles from Dallas, TX)
- 30+ days ago
The Risk and Compliance Manager evaluates and ensures that an organization's operations and procedures meet compliance standards. This role leads a team of Risk and Compliance professionals....
Internal Controls Compliance Manager
- Irving, TX (8 miles from Dallas, TX)
- 30+ days ago
- Irving, TX (8 miles from Dallas, TX)
- 30+ days ago
When you're the best, we're the best. We instill an environment where employees feel engaged, satisfied and able to contribute their unique skills and talents while living and working as their...
Security & Privacy Compliance Manager (Kubota Credit Corporation)
- Grapevine, TX (18 miles from Dallas, TX)
- 30+ days ago
- Grapevine, TX (18 miles from Dallas, TX)
- 30+ days ago
This position is majority located "In office* - Grapevine, Texas. BASIC PURPOSE AND SCOPE OF POSITION The Manager, Security & Privacy Compliance is responsible for leading and advancing the...
Audit Manager: Compliance (Hybrid)
- Plano, TX (18 miles from Dallas, TX)
- 45+ days ago
- Plano, TX (18 miles from Dallas, TX)
- 45+ days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (8 miles from Dallas, TX)
- 60+ days ago
- Irving, TX (8 miles from Dallas, TX)
- 60+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote WorkThe Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Coppell, TX (15 miles from Dallas, TX)
- 90+ days ago
- Coppell, TX (15 miles from Dallas, TX)
- 90+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Demographic Data for Dallas, TX
Moving to Dallas, TX? Find some basic demographic data about Dallas, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Dallas, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Dallas, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Business Processes
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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