Compliance Manager Jobs in Dallas, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Remote (Dallas, TX or Atlanta, GA)
- Dominium Management Services, Inc
- Dallas, TX
- 5 hours ago
- Dallas, TX
- 5 hours ago
In addition, the Compliance Manager is responsible for identifying best practices and evaluating improvement opportunities....
RemoteCompliance Officer The Compliance Officer implements broader planning for business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws,...
In Person- Fidelity Investments
- Irving, TX (8 miles from Dallas, TX)
- 1 day ago
- Irving, TX (8 miles from Dallas, TX)
- 1 day ago
The Role Are you looking for an exciting and challenging client facing role where you get to engage and establish a relationship with Plan Sponsors day in and day out? Do you like to learn new...
In PersonVendor Qualification & Compliance Manager
- Mitsubishi Heavy Industries
- Carrollton, TX (12 miles from Dallas, TX)
- 19 days ago
- Carrollton, TX (12 miles from Dallas, TX)
- 19 days ago
(MHIA) is looking for a Vendor Qualification & Compliance Manager to join our team. This is a hybrid role based out of our Carrollton, TX office. ABOUT MITSUBISHI HEAVY INDUSTRIES AMERICA, INC....
HybridContracts & Compliance Manager
- Spire Hospitality
- Irving, TX (8 miles from Dallas, TX)
- 30+ days ago
- Irving, TX (8 miles from Dallas, TX)
- 30+ days ago
The Contracts & Compliance Manager is responsible for administering, interpreting, and advising on contracts, procurement documentation, and compliance requirements across the managed portfolio....
In PersonCoreWeave is The Essential Cloud for AI. Built for pioneers by pioneers, CoreWeave delivers a platform of technology, tools, and teams that enables innovators to build and scale AI with...
HybridGovernance, Risk, and Compliance Manager (IT)
- Weaver and Tidwell
- Dallas, TX
- 90+ days ago
- Dallas, TX
- 90+ days ago
Our GRC Services include IT Sarbanes-Oxley (SOX) Compliance Monitoring, SOC Reporting, and IT Internal Audits....
In PersonAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
In PersonVice President, Compliance Manager(AML)
- Futu Securities
- Dallas, TX
- 90+ days ago
- Dallas, TX
- 90+ days ago
About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
In PersonThe Role (Why You Might Care) We're hiring a Compliance Manager to help build and scale compliance for a fully licensed, AI-native collections agency operating at national scale....
In PersonDemographic Data for Dallas, TX
Moving to Dallas, TX? Find some basic demographic data about Dallas, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Dallas, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Dallas, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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