Compliance Manager Jobs in Denton, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Manager of Compliance Communications
- Westlake, TX (14 miles from Denton, TX)
- 7 days ago
- Westlake, TX (14 miles from Denton, TX)
- 7 days ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
- Frisco, TX (17 miles from Denton, TX)
- 30+ days ago
- Frisco, TX (17 miles from Denton, TX)
- 30+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Frisco, TX (17 miles from Denton, TX)
- 45+ days ago
- Frisco, TX (17 miles from Denton, TX)
- 45+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (20 miles from Denton, TX)
- 45+ days ago
- Coppell, TX (20 miles from Denton, TX)
- 45+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Compliance Manager, Regulatory Change Management
- Frisco, TX (17 miles from Denton, TX)
- 60+ days ago
- Frisco, TX (17 miles from Denton, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Demographic Data for Denton, TX
Moving to Denton, TX? Find some basic demographic data about Denton, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Denton, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Denton, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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