Compliance Manager Jobs in Denton, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager, Compliance Asset Management
- Southlake, TX (18 miles from Denton, TX)
- 1 day ago
- Southlake, TX (18 miles from Denton, TX)
- 1 day ago
(CSIM), a registered investment adviser, and Schwabs proprietary mutual funds, ETFs, and separately managed accounts; and (b) maintaining and continually evolving the compliance programs for CSIM and...
- Coppell, TX (20 miles from Denton, TX)
- 17 days ago
- Coppell, TX (20 miles from Denton, TX)
- 17 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Senior Director, Compliance Analytics
- Frisco, TX (17 miles from Denton, TX)
- 27 days ago
- Frisco, TX (17 miles from Denton, TX)
- 27 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
BSA Sanctions Compliance Manager
- Frisco, TX (17 miles from Denton, TX)
- 30+ days ago
- Frisco, TX (17 miles from Denton, TX)
- 30+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Security & Privacy Compliance Manager (Kubota Credit Corporation)
- Grapevine, TX (20 miles from Denton, TX)
- 30+ days ago
- Grapevine, TX (20 miles from Denton, TX)
- 30+ days ago
This position is majority located "In office* - Grapevine, Texas. BASIC PURPOSE AND SCOPE OF POSITION The Manager, Security & Privacy Compliance is responsible for leading and advancing the...
- Coppell, TX (20 miles from Denton, TX)
- 90+ days ago
- Coppell, TX (20 miles from Denton, TX)
- 90+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Demographic Data for Denton, TX
Moving to Denton, TX? Find some basic demographic data about Denton, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Denton, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Denton, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Wealth Management
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Consulting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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