Compliance Manager Jobs in Farmersville, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Audit Manager: Compliance (Hybrid)
- Plano, TX (23 miles from Farmersville, TX)
- 1 day ago
- Plano, TX (23 miles from Farmersville, TX)
- 1 day ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Director, Risk and Compliance Management
- Plano, TX (23 miles from Farmersville, TX)
- 6 days ago
- Plano, TX (23 miles from Farmersville, TX)
- 6 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (23 miles from Farmersville, TX)
- 20 days ago
- Plano, TX (23 miles from Farmersville, TX)
- 20 days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
- Plano, TX (23 miles from Farmersville, TX)
- 28 days ago
- Plano, TX (23 miles from Farmersville, TX)
- 28 days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (14 miles from Farmersville, TX)
- 30+ days ago
- McKinney, TX (14 miles from Farmersville, TX)
- 30+ days ago
At Globe Life, we are committed to empowering our employees with the support and opportunities they need to succeed at every stage of their career. Our thriving and dynamic community offers ample...
- Plano, TX (23 miles from Farmersville, TX)
- 30+ days ago
- Plano, TX (23 miles from Farmersville, TX)
- 30+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Plano, TX (23 miles from Farmersville, TX)
- 45+ days ago
- Plano, TX (23 miles from Farmersville, TX)
- 45+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Demographic Data for Farmersville, TX
Moving to Farmersville, TX? Find some basic demographic data about Farmersville, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Farmersville, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Farmersville, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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