Compliance Manager Jobs in Garland, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Dallas, TX (14 miles from Garland, TX)
- 1 day ago
- Dallas, TX (14 miles from Garland, TX)
- 1 day ago
Salary Confidential Position range in Dallas County $90k - $175k Per Year Director of Compliance DALLAS CAPITAL BANK NATIONAL Occupation: Compliance Managers Location: Dallas, TX - 75254 Positions available...
- Dallas, TX (14 miles from Garland, TX)
- 6 days ago
- Dallas, TX (14 miles from Garland, TX)
- 6 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Dallas, TX (14 miles from Garland, TX)
- 9 days ago
- Dallas, TX (14 miles from Garland, TX)
- 9 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
- Dallas, TX (14 miles from Garland, TX)
- 10 days ago
- Dallas, TX (14 miles from Garland, TX)
- 10 days ago
Senior Manager Compliance - Consumer Protection Compliance (Hybrid - 3 Days in Office - VA or TX) Freddie Mac 3.6 ( ) Multiple Locations Why you should apply for a job to Freddie Mac : 56% say...
Accounting Compliance Manager -CPA Required
- Addison, TX (12 miles from Garland, TX)
- 15 days ago
- Addison, TX (12 miles from Garland, TX)
- 15 days ago
Manager to assess Information Technology General Controls (ITGC) and Information Technology Automated Controls (ITAC), including Logical Access, Change Management, Backup & Restoration, and Incident...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (17 miles from Garland, TX)
- 17 days ago
- McKinney, TX (17 miles from Garland, TX)
- 17 days ago
Job Description: Director, Compliance Architecture (Hybrid) Primary Duties & Responsibilities At Globe Life, we are committed to empowering our employees with the support and opportunities they...
Senior Director, Compliance Analytics
- Frisco, TX (21 miles from Garland, TX)
- 17 days ago
- Frisco, TX (21 miles from Garland, TX)
- 17 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
BSA Sanctions Compliance Manager
- Frisco, TX (21 miles from Garland, TX)
- 22 days ago
- Frisco, TX (21 miles from Garland, TX)
- 22 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Dallas, TX (14 miles from Garland, TX)
- 26 days ago
- Dallas, TX (14 miles from Garland, TX)
- 26 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- Richardson, TX (7 miles from Garland, TX)
- 27 days ago
- Richardson, TX (7 miles from Garland, TX)
- 27 days ago
The Risk and Compliance Manager evaluates and ensures that an organization's operations and procedures meet compliance standards. This role leads a team of Risk and Compliance professionals....
Internal Controls Compliance Manager
- Irving, TX (20 miles from Garland, TX)
- 29 days ago
- Irving, TX (20 miles from Garland, TX)
- 29 days ago
When you're the best, we're the best. We instill an environment where employees feel engaged, satisfied and able to contribute their unique skills and talents while living and working as their...
Audit Manager: Compliance (Hybrid)
- Plano, TX (10 miles from Garland, TX)
- 45+ days ago
- Plano, TX (10 miles from Garland, TX)
- 45+ days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (10 miles from Garland, TX)
- 60+ days ago
- Plano, TX (10 miles from Garland, TX)
- 60+ days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (20 miles from Garland, TX)
- 60+ days ago
- Irving, TX (20 miles from Garland, TX)
- 60+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- Plano, TX (10 miles from Garland, TX)
- 60+ days ago
- Plano, TX (10 miles from Garland, TX)
- 60+ days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Demographic Data for Garland, TX
Moving to Garland, TX? Find some basic demographic data about Garland, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Garland, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Garland, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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