Compliance Manager Jobs in Kingwood, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Houston, TX (17 miles from Kingwood, TX)
- 20 days ago
- Houston, TX (17 miles from Kingwood, TX)
- 20 days ago
GENERAL DESCRIPTION Responsible for establishing, implementing, and maintaining internal controls in the form of policies, procedures, and work instructions to ensure that Crane fully satisfies...
Compliance Manager, Private Markets
- Houston, TX (17 miles from Kingwood, TX)
- 20 days ago
- Houston, TX (17 miles from Kingwood, TX)
- 20 days ago
Job Description Your Role: In this role you will provide compliance support to Private Markets, Alternative Investments, Global and Cross Border business areas requiring unique and complex support....
- Houston, TX (17 miles from Kingwood, TX)
- 28 days ago
- Houston, TX (17 miles from Kingwood, TX)
- 28 days ago
Director Of Compliance Houston, TX 77092 Employment Type: Direct Hire Job Function: Human Resources/Training Job ID: 134444 Pay Range: $100,000-130,000 / year Job Description Director of...
Governance, Risk, and Compliance Manager
- Houston, TX (17 miles from Kingwood, TX)
- 45+ days ago
- Houston, TX (17 miles from Kingwood, TX)
- 45+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Houston, TX (17 miles from Kingwood, TX)
- 90+ days ago
- Houston, TX (17 miles from Kingwood, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Research Billing & Compliance Manager
- Houston, TX (17 miles from Kingwood, TX)
- 90+ days ago
- Houston, TX (17 miles from Kingwood, TX)
- 90+ days ago
At Houston Methodist, the Manager of Research Billing Compliance position is responsible for managing the development and execution of the Houston Methodist Research Institute research billing...
Demographic Data for Kingwood, TX
Moving to Kingwood, TX? Find some basic demographic data about Kingwood, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Kingwood, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Kingwood, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Loss Control
- Automated Clearing House
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Lending
- International Business
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Business Administration
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Written Communication
- Investigation
- Presentation
- Mentoring
- Flexibility
- Employee Development
- Collaboration
- Interpersonal Skills
- Documentation
- Bachelor's Degree
- Coaching
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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